WEBINAR: How to navigate FCA compliance during COVID pandemic
A link to join the webinar will be issued after booking.
Overview of webinar
This relaxed, one-hour morning webinar will focus on the practical implications of the recent FCA rules surrounding how firms should treat individuals in financial difficulties during the pandemic.
In the context of the pandemic, the webinar will explore how brokers could achieve full compliance with the recent guidance and policy statements, through consideration of customer’s best interest.
Learning objectives – by the end of this webinar delegates will gain insights into:
how the key temporary rule changes aimed at supporting firms can be utilised; surrounding SM&CR, along with any changes to Operational Resilience and CASS rule requirements,
what steps firms should take to satisfy the FCA’s requirements of “supporting customers in financial difficulties”,
How the “product value review” impacts day-to-day operation of the insurance sector.
It is relevant to general insurance brokers/intermediaries, their insurers and any other market participants. Joining instructions will be sent out shortly before the Zoom webinar begins and all participants will receive a copy of the presentation after the talk.
Roland Romata is a specialist compliance consultant and Director of RR Compliance Associates. Roland is an Insurance compliance strategist focusing on customer experience transformation projects & product development. Roland supports organisations to improve the way they interact with customers across channels and improve their product/service offering in line with FCA regulation. His work involved predominantly design and delivery of compliance and governance framework; including processes as well as compliance audits.
The webinar will be held via ZOOM. Full joining instructions will be sent on booking.
If you know of any other CII Members who would like to attend but have not received the invite, please ask them to update their CII Communication Preferences at https://www.cii.co.uk/membership/updating-your-preferences/
This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.
1 hour's CPD can be claimed for this event if relevant to your learning and development needs.
It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at www.cii.co.uk/cpd.