PFS Workshop: Regulatory Update

Hylands House, Chelmsford
Monday, 15 October 2018
9:00 am – 1:30 pm
    • Rory Percival

Rory Percival returns to provide a regulatory update on a range of areas. The session will take in DB transfers, MiFID II catch-up, platform market study, cashflow planning tools and other topical regulatory issues. The session will be informal and there is scope for plenty of questions.

Learning objectives

By attending this event, delegates will be able to describe:

  • the FCA’s policy development on DB transfers
  • FCA expectations for advice on DB transfers
  • due diligence on cashflow planning tools
  • MiFID II requirements
  • your firm’s approach

Download slides from this website below.

  • Hylands House
  • London Road
  • Chelmsford
  • CM2 8WQ
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CII Accredited

This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.

3 hours' CPD can be claimed for this event if relevant to your learning and development needs.

It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at