PFS WEBINAR - FCA focus on pension transfers and the decumulation market

Monday, 14 September 2020
9:30 am – 10:30 am
    • Rory Percival

This session will not focus on the minutiae of the FCA Defined Benefit policy statement 20/6.

However, it will refer to the good (and bad) practice examples that accompanied the policy statement, with a view on how this is likely to impact upon future DB and DC pension advice.

The session will start at 09:30 promptly. It is advisable to log in 5-10 minutes early in case of any technical issues.

The presentation will last for 1 hour, followed by a short period for questions. Please send any questions before the event to Mark MacLean at mark@harperlees.co.uk

There will also be an opportunity to raise questions through the ‘chat’ option on the day.

Learning Objectives

By attending this webinar, delegates will be able to:

  • describe The FCA’s view on the suitability of pension transfer advice after policy statement 20/6
  • consider advice and regulatory issues around pension decumulation, and the outcomes.
  • consider good practice for decumulation advice, CRPs and PROD

About our speaker:

Rory Percival was ‘the face of the FCA’ to advisory firms for many years. He worked at the regulator for 10 years and was involved with many high profile projects such as risk profiling, centralised investment propositions, the RDR, research and due diligence, and the assessing suitability review as well as speaking regularly at conferences. Prior to joining the regulator Rory worked in the advisory for sector for 20 years mainly in compliance and training roles. He has Chartered Financial Planner status. In November 2016 he launched his own firm – Rory Percival Training and Consultancy Ltd to help support professionalism in the advisory sector.

CII Accredited

This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.

1 hour's CPD can be claimed for this event if relevant to your learning and development needs.

It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at www.cii.co.uk/cpd.