Compliance Lunchtime Lecture

Masonic Hall
Thursday, 19 November 2015
12:30 pm – 2:00 pm

Regulation - Stay in the Loop

Speaker:

Terence Clark FCoI MCSI DipFSM
Compliance Director
RWA Compliance

Learning Objectives:

The aims of the lecture are:

•to prepare firms for what is in the FCAs mind for the next year or two

•A brief commentary on the Insurance Act

•A refresher on what firms must have in place to meet current FCA expectations.

Speaker Biography:

Terence Clark FCoI is Compliance Director at RWA Compliance services Ltd. joining them in Sept 2008, having previously spent a number of years in the Manchester broking market both in the IFA and the General Insurance Arena. Immediately prior to joining RWA, Terence was group compliance manager for a major regional plc GI broker. Prior to that he spent a number of years working for a major insurer in Manchester, where he reached the level of assistant branch manager.

During his broking days, he chaired the BIBA regional Compliance Forum and was a member of the BIBA regional executive committee.

In his role within RWA, he regularly monitors the FCA website and is instrumental in translating FCA guidance, statements and actions into a language that can be understood by the rank and file provincial broker. In addition to looking after the compliance needs of a number of firms, as RWA's head of compliance, he is responsible for ensuring that RWA's team of compliance consultants is up to speed with developments in the market. Terence also regularly speaks and writes for the industry press on regulatory matters.

Terence is also a Director of the Compliance industry's professional body, the Association of Compliance Consultants Ltd.

Venue
  • Masonic Hall
  • Blackwall
  • Halifax
  • HX1 2EH
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CII Accredited

This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.

1 hour's CPD can be claimed for this event if relevant to your learning and development needs.

It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at www.cii.co.uk/cpd.