Financial Liverpool - AGM and Corporate Governance beyond SM&CR

Tuesday, 23 February 2021
3:30 pm – 5:00 pm (UK time)
    • Adam Owen, PFS Past President, NextGen Planners

AGM - Members wishing to join the Financial Liverpool Committee
If any member wishes to stand for a committee position they must advise the secretary at least 14 days prior to the AGM giving reasons why they wish to be elected to the committee. In such instances then those members attending the AGM will be asked to vote on the most appropriate member for the position. Please contact our secretary, Barry McDonough at

The AGM report can be viewed on the Financial Liverpool website under Member Area.

CPD Details
In this session, PFS Past President Adam Owen will discuss how the future of the profession will be build on the basis of individual accountability and the opportunities and challenges this will create.

Learning outcomes

  • Understand the impact that individuals have in shaping the culture of an organisation.
  • Understand how a clear set of guiding principles can enable compliance with the requirements of SM&CR at all levels of an organisation.
  • Understand how personal accountability can be the cornerstone of a new movement to improve public trust in the profession.

The target audience will be financial planners, paraplanners, legal professionals, accountants and investment professionals.

About the speaker:

Adam Owen works internationally creating communities that amplify the work of the financial planning profession and where financial planners can collaborate and innovate to build stronger, client focused businesses.

CII Accredited

This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.

1 hour's CPD can be claimed for this event if relevant to your learning and development needs.

It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at