WEBINAR: FCA Conduct & Culture - including non-financial misconduct
The Insurance Institute of Manchester is happy to announce that their next webinar will cover conduct and culture, including non-financial misconduct.
The FCA CEO has said diversity & inclusion is a ‘regulatory issue’ and the FCA have launched a new campaign to encourage would-be whistle-blowers to speak up. Delivered by Sarah Wallace, Sarah’s session will cover the FCA’s D&I and culture agenda, senior manager responsibility, non-financial misconduct, real life examples and take-away action points for firms to consider reducing the risk of regulatory intervention from a cultural perspective.
Sarah is a well-known expert for financial services regulation, FCA enforcement, criminal and internal investigations. Partner at entrepreneurial law firm Constantine Law and former Head of Regulatory & Criminal Group at a top 20 major UK law firm. She is a regular speaker on workplace culture, wellbeing, and social media.
Learning objectives
By the end of the session delegates will be able to identify:
- Senior management responsibility
- Non-financial misconduct
- Real world examples for reference
- Understanding of actions that firms need to consider
Venue
- Online
CII Accredited
This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.
1 hour's CPD can be claimed for this event if relevant to your learning and development needs.
It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at www.cii.co.uk/cpd.