FCA - Conduct Risk

The Insurance Hall
Wednesday, 18 January 2017
9:00 am – 12:30 pm
    • Branko Bjelobaba FCII, CII Accredited Advanced General Insurance Trainer

A half day seminar presented by Branko Bjelobaba FCII, CII Accredited Advanced General Insurance Trainer.

This event, for FCA regulated firms only, will provide an update on recent key changes made by the FCA: current areas of interest, Section 166s, Approved Persons' attestations and penalties and the new reporting requirements for client money (RMAR). It will then focus on Conduct Risk and allow ample discussion on areas that can be improved and look at a case study.

By the end of this event members will have gained an insight into:

  • Current FCA key initiatives

  • What Conduct Risk entails

  • What then may need to be done

  • FCA Thematic Review into Appointed Representatives (to include Delegated Authorities)

Advance booking is essential. Please download a booking form below. This event is not bookable online.

Session rates:
CII/PFS member - £240 (inc. VAT)
Non-members - £360 (inc. VAT)

Please contact info@branko.org.uk (0800 619 6619) with any queries.

http://www.iilondon.co.uk/media/7470/fca-booking-form-18-january-2017.pdf

Registration & Security

IIL lectures are open to Lloyd's pass holders and CII and PFS/SMP members.
All attendees must register by 10.30am on the day of the lecture.
All attendees must produce photo ID - either a Lloyd's pass, driving licence with photo or valid passport.

Conditions:

  • Email confirmations and photo ID must be produced to security staff at the lecture venue
  • Attendance confirmations are non-transferable to any other person or lecture
  • All venues have limited capacity and registration and/or a Lloyd's pass does not guarantee admission

Please let us know what we can do to make our events fully accessible to you.

CII Accredited

This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.

3 hours' CPD can be claimed for this event if relevant to your learning and development needs.

It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at www.cii.co.uk/cpd.

Venue
  • The Insurance Hall
  • 20 Aldermanbury
  • London
  • EC2V 7HY

CII Accredited

This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.

3 hours' CPD can be claimed for this event if relevant to your learning and development needs.

It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at www.cii.co.uk/cpd.