PFS Webinar - How to protect yourself from potential future claims
The Exeter Cii welcome Stephen Searle from Clarke Willmott for this interesting topic.
The link to the event will be sent to attendees by Theresa Atal the day before the webinar.
By attending this event, delegates will be able to describe:
How claims can arise even where there is no obvious fault on the part of the adviser
Importance of written records of conversations/fact finds etc
Engagement letters esp. detailing scope of services
Fact finds and evidencing reasons for recommendations
Products which are recommended
Whose responsibility it is to conduct future reviews
Stephen is a Partner with Clarke Willmott solicitors. He has practised financial services law for over 20 years, advising both individuals and firms, and specialises in resolving disputes relating to pensions and investment advice. He also holds the CII Certificate in Financial Planning
This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.
1 hour's CPD can be claimed for this event if relevant to your learning and development needs.
It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at www.cii.co.uk/cpd.