Senior Managers & Certification Regime (The SM&CR)

The Future Inn Hotel
Wednesday, 31 October 2018
8:30 am – 10:00 am

Link To Webinar:

The presentation will be on the Senior Managers & Certification Regime (the SMCR) and will focus solely on how the new regime will apply to insurance brokers from 9 December 2019. Note that the SMCR applies in a different way to insurers, which will not be covered as part of the training session.

The new regime aims to improve individual accountability and awareness of conduct issues across FCA regulated firms. The presentation will focus on how the Core Regime under the SMCR will operate and will provide some practical advice on how firms should implement the SMCR into their organisations, the key issues likely to arise and how to deal with them.

Alan Hughes and Claire Holland will be presenting. Alan Hughes is a partner at Foot Anstey and heads up the firm's retail financial services team. Claire Holland is a Managing Associate in the firm's employment team and has a particular specialism in advising and assisting financial services firms with HR related issues.


There is free parking onsite, however, on arrival you must inform reception of your car registration number or you will be fined for parking there.

There will be refreshments provided.

There are only enough spaces for up to 30 attendees.


This event is being subsidised by your local institute, therefore making it FREE for members to attend.

  • William Prance Road
  • PL6 5ZD
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CII Accredited

This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.

1 hour's CPD can be claimed for this event if relevant to your learning and development needs.

It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at